Compliance Exchange Group
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Overview
10 - 49
Employees
2000
Year Founded
ABOUT COMPLIANCE EXCHANGE GROUP
Broker Dealer Compliance Services
Compliance Exchange Group leads the way in Broker Dealer consulting and outsourcing for Chief Compliance Officers. While others may advertise themselves as “full service,” they often offer only limited services. At CXG, we truly embody that label, providing a comprehensive suite of compliance and finance principals. || Address: 150 Motor Parkway, #401, Hauppauge, NY 11788, USA || Phone: 631-595-5305
LANGUAGES SPOKEN
English
HIGHLIGHTS
10 - 49
Employees
2000
Year Founded
Services
Focus
Industries
Clients
Services Provided
59% Compliance Consulting Services
30% Financial Advisory & Consulting
11% Business Consulting Services
About the Team
OUR STORY
Compliance Exchange Group (CXG) stands at the forefront of Broker Dealer consulting and Chief Compliance Officer outsourcing, offering a truly comprehensive range of services that go beyond typical claims. Unlike others with limited capabilities, CXG provides full outsourcing for compliance and finance Principals, including Series 24 (General Securities) and Series 79 (Investment Banking). Their strength lies in a team of seasoned experts who have founded and grown Investment Banks and Broker Dealers, and held executive roles such as CEO, CFO, CCO, FinOp, and Board members. This depth of real-world experience positions CXG as a trusted partner for startups pursuing FINRA approval and for growing small to mid-sized firms. They invite you to explore tailored outsourcing solutions by connecting with their professionals.
